History
The delegates at Philadelphia in 1787 needed to reconcile the need for a
strong federal government with the demand for State sovereignty, local
autonomy, and personal liberty (Federalism). They could not find in the
history of the ancient world any model constitution that might achieve this
purpose.
Three important political concepts drawn by the Americans from the Roman
experience were the doctrines of republicanism, political virtue, and checks
and balances. The English word
constitution is derived from the Latin constitution, meaning a
collection of laws or ordinances made by a Roman emperor.
President and federalism have roots in
Roman history; and the Roman term Senate was applied by the Framers of the
American Constitution to the more select house of the legislative branch of
their federal government, although the method of selecting senators in
America was to be very different from what it had been in Rome.
Hamilton, Jay, and Madison, the authors of The Federalist, wrote in the name
of Publius, a reference to Publius Valerius Publicola, the ancient Roman
famous for his defense of the Roman Republic.
Washington patterned his conduct in war
and politics on that of Cincinnatus, the great Roman patriot and statesman
who never sought power for himself, who answered Rome’s call when he was
needed and returned to the plow when the crisis had passed.
The actual forms of checks and balances that the Americans incorporated into
their Constitution in 1787, were derived from English precedent and from
American colonial experience, rather than directly from the Roman model.
Our first state constitutions contained three major weaknesses, all of which
were known and avoided in the Philadelphia Convention of 1787.
First, they all failed to provide for an adequate system of separation of
powers. Most of them established three separate and distinct branches of
government, with no overlapping personnel; but the men who drafted them
thought in terms of a “pure” separation and did not understand the need for
checks and balances. As a result, political power tended to concentrate in
the legislatures, which in turn often ruled in an arbitrary manner,
tyrannizing over the other branches and oppressing the people, particularly
disfavored minority groups.
Second, all of these first constitutions, with the exception of New
York’s, failed to establish an independent executive. In most cases,
governors were appointed by and answerable to the legislatures, and their
powers were severely restricted. Even those governors who enjoyed a
semblance of authority found it difficult to protect their office because
they lacked sufficient means by which to check legislative encroachments.
Third, all of these first constitutions lacked a provision establishing the
constitution as the supreme law. One factor contributing greatly to the
problem of legislative supremacy in the period between 1776 and 1787 was the
common assumption that legislators were the sole judges of their own
constitutional powers. Too few lawyers of the day believed that a State
court had the right to declare a statute invalid on the ground that it
violated the State constitution. |
Examination
The preamble or introduction to the United States
Constitution provides the reasons and purpose behind establishing this
fundamental and most important law which governs our nation.
The
preamble sets the objectives for our national government.
We the People of the United States, in Order to
form a more perfect Union, establish Justice, insure domestic Tranquility,
provide for the common defence,
promote the general Welfare, and secure the Blessings of Liberty to
ourselves and our Posterity, do ordain and establish this Constitution for
the United States of America.
We the People of the United
States
Joseph Story, an eminent judge early in our Republic, notes the
preamble reads, "We, the people of the United States," not, We, the
state. The framers substituted a government of the people, for a
confederacy of states. These words also acknowledge the states were not mere
administrative districts of the national government.
Equally important, Americans reject the idea that rights emanate from
the government. In Federalist 84, Hamilton explains, “Here,
in strictness, the people surrender nothing, and as they retain every thing,
they have no need of particular reservations.” We the people …in order
to secure the blessings of liberty, is recognition of our popular rights.
Government derives its powers from the governed and protects our rights.
In Order to form a more perfect
Union
Under the US Constitution, our country achieves a more perfect union than
was accomplished under the Articles of Confederation. Political
power is distributed between the Federal and State governments.
Taking into account the smaller States’ claims to equality with the larger
States, and the richer and more populous States’ claims to greater
representation, the Federal Legislature represents the entire country. A
state legislature represents Americans living in a particular state.
The President is given power to act with diplomatic and military
decisiveness, yet may not encroach on legislative and judicial authority.
The Federal Judiciary rules on cases outside a states’ judicial authority
and is expected to uphold the intent behind the Constitution when
interpreting or determining when laws are unconstitutional.
Establish Justice
Customary practices and legal institutions inherited from the
Articles of Confederation, colonial governments, and England’s legal system
were incorporated in the US Constitution. Rights, such as trial by jury,
were preserved. By establishing an independent Supreme Court and a uniform
court system, legal cases falling under the authority
of the Constitution could be heard.
In Marbury v. Madison, by declaring an act of Congress unconstitutional, the
Supreme Court established the power of judicial review for federal judges.
Today, the Supreme Court has the final word on the meaning of the
Constitution, though the people have the power to amend it.
Our system of justice is one of the fairest in the world. Every citizen is
treated equally under the law.
Insure Domestic Tranquility
Under the Articles of Confederation, farm foreclosures in Massachusetts led
to rioting against high taxation, the governor's salary, high court costs
and the assembly's refusal to issue paper money. Daniel Shays and his men
closed down the Supreme Court, broke into the jail to free imprisoned
debtors, and burned the barns of some government officials.
Elsewhere, Congress could not resolve interstate territorial disputes in
Pennsylvania and Vermont.
In Federalist # 10, James Madison argued that without a strong vigorous
central government, the states would be vulnerable to movements motivated by
"a rage for paper money, for an abolition of debts, for an equal division of
property" and for other "improper or wicked project[s]."
Stronger central government would ensure domestic tranquility.
Provide for the Common Defense
Nations must be able to defend themselves,
secure their borders and protect their citizens at sea. Under the Articles
of Confederation, our central government was unable to provide adequate
protection.
The government could not compel either the states or Great Britain to fully
comply with the peace treaty of 1783 and England continued running its fur
trading operations. Spain closed the Mississippi to American navigation.
The Barbary Pirates of Northern Africa levied heavy duties on American
vessels operating in international waters and enslaved crewmembers who
resisted. Congress could not agree over a U.S. foreign policy response.
Under the new US Constitution, our country would have the means to
raise and support an army and a navy to defend ourselves.
Promote the general Welfare
Under the Articles of Confederation, states engaged in tariff wars and
issued large sums of unguaranteed currency, leading them to the brink of
bankruptcy. Without a system of taxation, central government relied on the
states for operating funds. Congress, begging for funds from the states,
verged on default of its own obligations.
Bad economic conditions forced many western frontiersmen to take the Spanish
Governor of New Orleans up on his offer to renounce their allegiance to the
United States in exchange for the use of the Mississippi River.
Only by establishing justice, insuring tranquility, and providing defense
could the general welfare of the states and all citizens be promoted. A
strong government would encourage expansion of land holdings, industry, and
investment.
Secure the Blessings of Liberty to Ourselves and our Posterity
The anti-federalist, George Mason, said, “When the same man,
or set of men, holds the sword and the purse, there is an end of liberty.”
Mason advocated individual and states’ rights during the Constitutional
Convention. Beliefs about liberty prevented him from signing the
Constitution because slavery wasn’t abolished and it lacked a Bill of
Rights.
Ben Franklin opposed slavery by then, yet consented to the Constitution,
noting, “I expect no better, and because I am not sure that it is not the
best.”
To ensure their liberty, safeguards were created -- checks and balances,
bicameral legislatures, and federalism. The people and the states delegated
certain limited powers to the federal government, which was itself separated
and limited in its powers.
Ordain and establish this Constitution for the United States of America
The last clause of the Preamble, “Ordain and establish this Constitution”
completes the thought that the law of our land, the law we named the
Constitution, originates from “We the people,” not a king or those who hold
power. The Constitution now replaces the Articles of Confederation as the
fundamental law over the United States.
Joseph Story, an Eminent judge during the early decades of the
Republic believed the word choices of “ordain” and
“establish” were deliberate because these words conferred legal obligation
and permanence regarding our rule of law. This law was established
by decree, commanded by the people who consent to their
rule. Only “We the People” are authorized to alter or abolish the
Constitution.
For more information:
The Founders' Constitution
Preamble to the United States Constitution
The Preamble to the Constitution
Articles of Confederation
America and the Barbary Pirates: An International Battle Against an
Unconventional Foe
The Philosophic Concept of Liberty |