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The Bill of Rights
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No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.
History

Grand Jury Clause

“The grand jury originated in England during the reign of Henry II (1154-89)”; it was the result of a statute, the Assize of Clarendon, which compelled subjects to appear before a court to accuse an individual of a crime otherwise that person could not be prosecuted. This statute evolved into English Kings using an accusatory body called a grand jury to spy on their neighbors; specifically to find evidence for a King to use against those with whom he disagreed or perceived to be a threat. Gradually, the role of a grand jury evolved into one of a safeguard against the government, to determine whether or not the accused should be charged.

 

In America, grand juries helped protect Americans from unjust Royal laws. For example, in 1734, John Peter Zenger, “a newspaper publisher who published material critical of the Royal Governor of New York,” was accused of seditious libel. Technically guilty, three separate grand juries refused to indict Zenger because “they believed that citizens should be able to speak freely.” Colonial grand juries also dismissed cases in which colonists “were accused of violating taxation and importation laws,” regardless of guilt.

 

Today, it seems as though Grand Juries have come full circle.

 

Grand jurors are exempt from procedural or evidential rules. “Suspects [and sometimes witnesses] have no right to have an attorney with them during the proceedings and are not allowed to present witnesses in their favor.” Sometimes they do not know they could be charged with a crime based on their testimony. The accused are afforded little protection. “Grand juries have such broad subpoena power that they can investigate alleged crimes very thoroughly and often assist the prosecutor in his job.” Evidence uncovered by a grand jury can be used against a suspect; therefore many “waive their right to a grand jury because it offers little protection and might cause an embarrassing investigation to take place.”

 

Because it is so easy for a prosecutor to stack evidence, “grand juries almost always indict people on the prosecutor's recommendation.”

Sources: Revolutionary War & Beyond: Grand Jury Clause - 5th Amendment

 

Double Jeopardy

Though English law prohibited double jeopardy in capital crimes leading to the death penalty, the right was sometimes ignored and a defendant might be tried. In the colonies, the Massachusetts charter provided, "No man shall be twise sentenced by Civil Justice for one and the same Crime, offence, or Trespasse”.

 

By drafting the Double Jeopardy Clause, the Framers wanted to:

 

1) Prevent the government from employing its superior resources to wear down and falsely convict innocent persons

 

2) Protect individuals from the financial, emotional, and social consequences of successive prosecutions

 

3) Preserve the finality and integrity of criminal proceedings, which would be compromised were the state allowed to arbitrarily ignore unsatisfactory outcomes

 

4) Restrict prosecutorial discretion [absolute power to bring criminal charges] over the charging process

 

5) Eliminate judicial discretion [make decisions on some matters without being bound by precedent or strict rules established by statutes] to impose cumulative punishments not authorized by the legislature.

 

In criminal cases, Double Jeopardy is subject to the "dual sovereignty" doctrine, meaning a person may be tried by the federal government and by a state government for the same crime because they are sovereign units with their own laws and powers derived from different sets of people.

Source: Revolutionary War & Beyond: Double Jeopardy Clause

 

Self-Incrimination

John Lilburne, a Puritan who opposed Anglican religious uniformity across England, is credited with the idea that there is a "natural right" not to be forced to testify against oneself. In 1638, arrested for bringing Puritan literature into England, he refused to take an oath requiring him to incriminate himself. He was tortured and imprisoned for his refusal.  Parliament declared his punishment illegal and recognized the right against self-incrimination. English Puritans who left England because of the religious persecution carried Lilburne’s ideas to the New World. Still, in Massachusetts and other colonies, colonists were subjected to inquisitorial judicial proceedings in which they were to testify against themselves. Torture was utilized to extract confessions. However, by the end of the Revolutionary War, six states had anti-self-incrimination clauses in constitutions. In addition, several states recommended an anti-self-incrimination clause be added to the Constitution. Madison obliged.

Source: Revolutionary War & Beyond: Self-Incrimination Clause

 

Due Process

Before the Magna Charta, Monarchs made the rules up at will. Sometimes a person would be thrown into prison and not know what law was violated. The Magna Charta provided, "No free man shall be seized, or imprisoned, or disseised, or outlawed, or exiled, or injured in any way ... except by the lawful judgment of his peers, or by the law of the land". Written constitutions put an end to arbitrary and capricious practices. Government must follow written laws.

 

No person shall be "deprived of life, liberty, or property without due process of law."

 

Q) How much process is due in a particular hearing to satisfy the fairness requirements of the Constitution?

R) The government must give a litigant notice and the opportunity to be heard.

 

Q) What is the nature and the scope of the liberty protected by the Constitution before affording litigants a particular freedom?

R) The word liberty cannot be defined by a definitive list of rights. Individuals may lead their lives free from unreasonable and arbitrary governmental impositions

 

Since the New Deal began has given rise to the idea that certain government services are "rights" that people deserve. Such things as welfare checks, unemployment checks and drivers licenses fall into this category. Before, these things were looked at as privileges, not as rights. The Court has found a right to

privacy, a right to abortion and a right to same sex relations through its ever expanding "life, liberty, or property" definition.

Source: Revolutionary War & Beyond: Due Process Clause - 5th Amendment

 

Private Property

The Magna Charta read, "no free man shall be...disseised [deprived] of his freehold...except by the lawful judgment of his peers, or by the law of the land." Owners were not entitled to compensation when their “property was taken by the government for public use.” The practice of eminent domain was put to use in the American colonies and “generally involved unimproved land (land that had not been built on),” and was appropriated “to build roads and bridges to develop America's frontiers.”

 

 During the American Revolution, many unfair practices developed by legislatures “that were abusing their power of eminent domain. New York, for example, regularly failed to recognize titles to real estate in its colony held by residents of Vermont. Other colonies also discriminated in favor of their own residents, and against persons whose patriotism was questionable during the Revolution.”

 

“By the time the Bill of Rights was added to the Constitution, American citizens had had enough of their governments taking their land or other property without paying them back.”

Source: Revolutionary War & Beyond: What is the Eminent Domain Clause?

Philosophy

The Fifth Amendment has been described by the U.S. Supreme Court as “the result of the long struggle between the opposing courses of the spirit of individual liberty on the one hand and the collective power of the state on the other.” Brown v. Walker, 161 U.S. 151, 637 (1896). Each of the 5th Amendment clauses, Grand Jury; Double Jeopardy; Due Process; Self Incrimination; and Eminent Domain, embodies the idea of freedom from the arbitrary power of governmental authorities.

 

From the arguments made by Puritan lawyers that self incrimination violated the Magna Carta, the right against self incrimination developed in conjunction with the fair procedures associated with due process of law.

Source: The Influence of Magna Carta on American Constitutional Development

Examination

In regard to self-incrimination, William Gwinn writes, in The Fifth Amendment- A Grammatical Appraisal:

 

Where it says,"...nor shall be compelled in any criminal case to be a witness against himself,..."

 

The language of the amendment requires that you keep reading. After the word "himself" – there is a comma, not a semicolon. This comma necessitates a connection with some or all of the next thirteen words before the next semicolon, especially the phrase: "without due process of law." In other words, the amendment does not preclude the compelling of a person to testify against himself, but rather assumes that people will be compelled to testify against themselves; the amendment instructs us as to the conducting of the testimony, namely that the witness must receive "due process."

 

According to Gwinn:

 

As long as the witness is apprised of any charges against him, as long as he or she is provided legal counsel, as long as all facets of due process are afforded him, then and only then may the compelled testimony proceed. Since the amendment discusses this in the context of a "criminal case," it suggests that the person is obligated to testify and even to incriminate himself in an actual trial. The text of the Fifth Amendment flies in the face of "remaining silent."

 

Gwinn’s understanding of the 5th Amendment contradicts the prevailing view that the clause guarantees people the right to remain silent in legal proceedings, to prevent a forced confession.

 

If Gwinn is correct in his deduction, the government could call a defendant to the stand.

Sources: Fifth Amendment: A Grammatical Appraisal, Answers.com: West’s Encyclopedia of Law - Fifth Amendment
Self Evaluation
Looking at Gwinn’s argument and the history provided about John Lilburne and inquisitorial judicial proceedings, how would you interpret the self-incrimination clause?

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