|
Articles of
Confederation
The Articles of Confederation were adopted by Congress
on November 15, 1777. In this "first constitution of the United States" each
state retained "every Power...which is not by this confederation expressly
delegated to the United States," and each state had one vote in Congress.
Instead of forming a strong national government, the states entered into
"...a firm league of friendship with each other..."
Maryland’s initial refusal to join the confederation
stemmed from a concern about the status of trans-Allegheny land in the West.
Virginia, New York, Massachusetts, and Connecticut all claimed western lands
under their old charters, and there was considerable disagreement over rival
claims of ownership by States and land companies. State jealousies also
contributed to the dissention, for these vast expanses of territory were a
potential source of great wealth and power. Maryland and four other small
States—New Hampshire, Rhode Island, New Jersey, and Delaware—took the view
that all western lands were or should be the common property of the nation.
Fearing oppression by the large States, the small States were the last to
ratify the Articles, Delaware reluctantly assenting as late as May 1779.
Maryland stood fast, however, and withheld her support until all western
land claims were ceded to Congress. Virginia was equally stubborn and did
not agree to abandon her claim until 1781. When Virginia at last renounced
her right to all territory northwest of the Ohio River (the “old
northwest”), Maryland representatives promptly signed the document. The
Articles of Confederation did not officially take effect, therefore, until
March 1, 1781.
Under the Articles of Confederation, the nation was steeped in debt to
foreigners and its own citizens; valuable American territories were still in
the possession of Great Britain; there were no troops or funds to repel
invaders; access to the Mississippi River was impeded by Spain; commerce had
declined to its lowest point. Clearly, the Articles were not working.
The framers decided to discard the Articles of
Confederation because it was weak and lacked the authority to make
the states work together to solve national problems.
The Constitutional Convention
Political sovereignty—which certain philosophers
believed to be indivisible—had to be divided between a Federal government
and the several State governments, with jurisdiction over some public
concerns assigned to the Federal government and over others reserved to the
States. It would not be easy to persuade champions of State sovereignty—the
people and their locally elected leaders—to surrender their States’
independence.
Arrangements had to be made for separation of powers among the executive,
legislative, and judicial branches of government. A system of checking and
balancing power in order to avert the one extreme of tyranny and the other
extreme of anarchy would also have to be designed.
A legislative branch of the Federal government which would truly represent
the people of the nation and yet not deny adequate representation to the
State governments had to be established. In doing so, the delegates would
have to reconcile the claim of the smaller States to equality with the
larger States, and also the claim of the richer and more populous States to
greater representation.
An independent executive, a President able to act decisively, especially in
diplomatic and military affairs, yet limited in power so as not to menace
the legislative and judicial branches, had to be created.
A Federal judiciary had to be set up, one that would be firm and just,
competent to rule on cases transcending State boundaries and able to guard
the Constitution, while not usurping the functions of the State courts or of
the other branches of the Federal government.
Important political and legal institutions inherited from the Confederation,
colonial governments, and the English constitution had to be incorporated in
the new constitution. In addition, the new constitution would have to
recognize and preserve longstanding rights that Americans had enjoyed under
English law, such as trial by jury in criminal cases.
The delegates had to come to grips with the fundamental problem of politics,
which is how to reconcile the need for order with the need for freedom—or,
to put the matter another way, the problem of how to provide for both the
security of the commonwealth and the personal rights of the citizen.
The delegates had to write a
constitution that would be a practical instrument of government, effectively
limiting power, and not a mere declaration of abstract goals. They would
have to try to make the written constitution permanent, yet subject to
amendment when change might become necessary.
The Constitutional Convention was often more like a
gathering of polite friends than an assemblage of angry political zealots.
Under the influence of gentle manners, the Convention was conducted with a
decorum not since encountered in these United States.
-
Delegates of differing views observed the old
traditions of civility.
-
Temperate speech led to moderation.
-
Moderation made it possible for the Framers to
resolve their differences peaceably and to achieve a lasting consensus.
Historians often refer to the Constitutional Convention
as “the Miracle of Philadelphia.” It seems incredible nowadays that such an
event could actually occur, and even then it was viewed by the American
people and foreign observers as an extraordinary affair.
- Fifty-five individuals, all prominent leaders of their States, many
traveling long distances under primitive means of transportation,
gathered in one room for four months to forge a new system of government
such as the world had never seen.
- At considerable personal sacrifice—and many had already suffered
severe losses during the Revolution—they were away from their homes,
their families, their businesses, and their farms for an entire summer.
- A deep sense of civic pride and virtue, and a feeling of moral
responsibility for the welfare of the American people and future
generations, explain only in part what motivated these gentlemen.
- They were also driven by a profound intellectual and emotional
attachment to individual liberty.
- What is truly remarkable is that they all realized at the time the
historic significance of what they were seeking to accomplish. For never
in recorded history had a society had the opportunity, under the
direction of its natural leaders and best minds, to deliberate at such
length on the best form of government, to write a fundamental law for a
whole nation, and to establish a constitutional republic for liberty,
order, and justice.
Political Compromises of Note
"Representation in Congress"
Both representatives and direct taxes should be apportioned among the
several States according to population, the larger the population the
greater the number of representatives.
“Three-Fifths Compromise.”
Conceding to the southern States, the population
counted three-fifths of the slave population -even though slaves were not
entitled to vote. There was some objection to it in the Convention, but the
issue was not vigorously challenged there or in the State ratifying
conventions. This adjustment, in fact, had already been suggested in the
Confederation Congress, and it was not altogether strange or novel to the
delegates.
Although the question of slavery would later bring
about disunion and civil war, in 1787 it was overshadowed by other
considerations.
A jealousy between the large States and the small
States reached back to the Revolutionary War period and had it been aroused
by a prohibition against slavery, would probably have made Union impossible.
For
more information:
Articles of Confederation l777 |